Paul Richard Duquette
Investment adviser representative at Osaic Institutions, Inc.
11 yearsExperience
2 statesRegistered in
$6.5BFirm assets
19 yearsFirm in business
Are you Paul Richard Duquette? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
11 years in the industry.
- Monson Savings BankMar 2025 to now
- Osaic Institutions, Inc.Mar 2025 to now
- Agemy Wealth Advisors, LLCDec 2024 to Mar 2025
- UnemployedDec 2023 to Nov 2024
- Wells Fargo Bank, NAMay 2023 to Dec 2023
- Wells Fargo Clearing Services, LLCMay 2023 to Dec 2023
- Citizens Securities, Inc.Jan 2020 to May 2023
- People's Securities, Inc.Nov 2018 to Jan 2020
- People's United Advisors, Inc.Nov 2018 to Jan 2020
- Conri LLCApr 2017 to Nov 2018
- Santander Bank NASep 2015 to Apr 2017
- Santander Securities LLCSep 2015 to Apr 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (CT, MA).
Osaic Institutions, Inc.
$6.5BAssets managed
16,312Clients
537Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2416082
- Firm CRD
- 35371