Ledawn Gries
Investment adviser representative at Mutual of Omaha Investor Services, Inc.
8 yearsExperience
1 stateRegistered in
$32MFirm assets
24 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
8 years in the industry.
- Mutual of Omaha Investor Services, Inc.Oct 2023 to now
- Mutual of Omaha Insurance CompanyOct 2023 to now
- Whalen Wealth Management Inc. dba Whalen FinancialMar 2023 to Oct 2023
- UnemployedNov 2022 to Mar 2023
- Fisher InvestmentsJun 2022 to Nov 2022
- Equitable Distributors, LLCJul 2017 to Jun 2022
- AXA Distributors, LLCJul 2017 to Jun 2020
- Nationalplanning HoldingsDec 2015 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law2013
- Series 66 · Uniform Combined State Law2016
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (NV).
Mutual of Omaha Investor Services, Inc.
$32MAssets managed
7,025Clients
280Advisers
24 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2408755
- Firm CRD
- 611