Joseph John Swirbalus
Investment adviser representative at Mariner Independent
25 yearsExperience
1 stateRegistered in
$7.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
25 years in the industry.
- Mariner IndependentSep 2026 to now
- KinneymunroSep 2026 to now
- Mariner Platform SolutionsSep 2026 to now
- UnemployedMay 2026 to Sep 2026
- Tp Icap Global Markets Americas LLCJun 2023 to May 2026
- Liquidnet, Inc.Aug 2021 to May 2026
- UnemployedApr 2020 to Jul 2021
- Bgc Financial, L.P.Mar 2018 to Mar 2020
- Cantor Fitzgerald & Co.Mar 2018 to Mar 2020
- UnemployedSep 2017 to Feb 2018
- JP Morgan Securities IncMay 2001 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law2026
State registrations
Registered as an investment adviser representative in 1 state (MA).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2407733
- Firm CRD
- 305418