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Clinton M Barker

Investment adviser representative at Pgim Investments LLC
22 yearsExperience
1 stateRegistered in
$344.8BFirm assets
38 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsFixed or flat feePerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management
  • Seminars and workshops

Experience

22 years in the industry.

  1. Pgim Investments,LLCJul 2004 to now
  2. Prudential Investment Management Services LLCJul 2004 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law1994
  • Series 66 · Uniform Combined State Law2004

State registrations

Registered as an investment adviser representative in 1 state (NJ).

Pgim Investments LLC

$344.8BAssets managed
44Clients
72Advisers
38 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2407410
Firm CRD
105670
Advisor's SEC record (opens in a new tab)
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