Matthew Clay Smith
Investment adviser representative at LPL Financial LLC
29 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
29 years in the industry.
- LPL Financial, LLCJun 2026 to now
- S&s Restaurants, LLCAug 2011 to now
- Idp Ii, LLCJul 2007 to now
- Cetera Investment Advisers LLCSep 2025 to Jun 2026
- Cetera Wealth Services, LLCSep 2025 to Jun 2026
- Avanatx Insurance Agency, LLCJul 2020 to Sep 2025
- Avantax Advisory ServicesJul 2020 to Sep 2025
- Avantax Investment Services, Inc.Jul 2020 to Sep 2025
- SpcFeb 2003 to Jul 2020
- Parkland SecuritiesFeb 2002 to Jul 2020
- Midland National Life General AgencyJan 1997 to Jun 2026
Exams passed
- Series 63 · Uniform Securities Agent State Law1995
- Series 65 · Uniform Investment Adviser Law2010
State registrations
Registered as an investment adviser representative in 2 states (OH, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2399310
- Firm CRD
- 6413