Tracy Lynn Refior
Investment adviser representative at LPL Financial LLC
19 yearsExperience
4 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
19 years in the industry.
- LPL Financial LLCJul 2021 to now
- Candidate for Lincoln Airport AuthorityMar 2021 to Jul 2021
- Jeremy KesterMar 2018 to Jul 2021
- Tracy L RefiorNov 2016 to Jul 2021
- Always Safe Storage LLCMay 2016 to Jul 2021
- Trinity Lutheran ChurchOct 2015 to Jul 2021
- Y.C. Art LLCOct 2015 to Jul 2021
- Various Insurance Carriers for W & R Insurance AgenciesJan 2010 to Jul 2021
- Waddell and Reed, Inc.Jan 2010 to Jul 2021
- Sycart LLCJan 2002 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 66 · Uniform Combined State Law2010
State registrations
Registered as an investment adviser representative in 4 states (KS, MO, NE, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2397784
- Firm CRD
- 6413