Tracy Elizabeth Richardson
Investment adviser representative at LPL Enterprise, LLC
26 yearsExperience
3 statesRegistered in
$24.9BFirm assets
2 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
26 years in the industry.
- LPL Enterprise, LLCNov 2024 to now
- The Prudential Insurance Co. of AmericaNov 2022 to now
- Pruco Securities, LLCNov 2022 to Nov 2024
- Valic Financial Advisors, Inc.Dec 2017 to Nov 2022
- Association Member Benefits AdvisorJun 2017 to Dec 2017
- Lincoln Financial AdvisorsMay 2000 to Jun 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law2015
State registrations
Registered as an investment adviser representative in 3 states (FL, IN, TX).
LPL Enterprise, LLC
$24.9BAssets managed
102,563Clients
3,116Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2395155
- Firm CRD
- 8733