Stuart John Hawkins
Investment adviser representative at Cetera Investment Advisers LLC
36 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
Are you Stuart John Hawkins? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
36 years in the industry.
- Cetera Investment Advisers LLCMay 2025 to now
- Cetera Financial Specialists LLCMay 2025 to now
- Futures Planned Benefit ConsultingAug 2020 to now
- Future Planned LLCAug 2016 to now
- Plan of CtJan 2010 to now
- Various CarriersApr 1990 to now
- Parkland Securities, LLCJul 2016 to May 2025
- SpcJul 2016 to May 2025
Exams passed
- Series 63 · Uniform Securities Agent State Law1994
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 1 state (CT).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2394909
- Firm CRD
- 105644