Brian David Smith
Investment adviser representative at Southeast Financial Advisors
25 yearsExperience
3 statesRegistered in
$133MFirm assets
Under 1 yearFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
25 years in the industry.
- Southeast Financial AdvisorsNov 1998 to now
- Sfa Financial, LLCJan 2009 to Dec 2023
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 3 states (LA, NC, SC).
Southeast Financial Advisors
Legal name: Smith, Brian David
$133MAssets managed
304Clients
2Advisers
Under 1 yearIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2394812
- Firm CRD
- 121757