Dale Quintin Rice
Investment adviser representative at Dale Q. Rice Investment Management
16 yearsExperience
2 statesRegistered in
$156.6MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
16 years in the industry.
- Dale Q. Rice Investment Management, LtdSep 2011 to now
- Strategic Wealth Advisors GroupOct 2010 to Sep 2020
- LPL Financial, LLCSep 2010 to Sep 2020
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (NV, WA).
Dale Q. Rice Investment Management
Legal name: Dale Q. Rice Investment Management, Ltd.
$156.6MAssets managed
121Clients
1Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2394106
- Firm CRD
- 310614