Joseph Nelson Garagozzo
Investment adviser representative at Cetera Investment Advisers LLC
33 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
33 years in the industry.
- Cetera Investment Advisers LLCJun 2023 to now
- Cetera Wealth Services, LLCDec 2019 to now
- Gara Gold, LLCDec 2019 to now
- Gara Financial Inc.Oct 1993 to now
- Echestnut Group T/a Kid RipsMar 2015 to Jan 2024
- JripMar 2015 to Jan 2024
- Royal Alliance AssociatesNov 2006 to Dec 2019
- All Brand Appliance Parts of PennsyvaniaMay 2006 to Nov 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law2003
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2390063
- Firm CRD
- 105644