Stephen Jay Kaufman
Investment adviser representative at Vanderbilt Advisory Services
21 yearsExperience
1 stateRegistered in
$2.1BFirm assets
13 yearsFirm in business
Are you Stephen Jay Kaufman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
21 years in the industry.
- Vanderbilt Advisory ServicesAug 2016 to now
- Vanderbilt Securities, LLCAug 2016 to now
- Quality Financial Concepts, LLCFeb 2005 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Vanderbilt Advisory Services
Legal name: Pfg Investments, LLC
$2.1BAssets managed
6,470Clients
162Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2386637
- Firm CRD
- 116537