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Anthon Horton Shaw

Investment adviser representative at Rice Hall James & Associates LLC
16 yearsExperience
1 stateRegistered in
$1.7BFirm assets
23 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assets

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Portfolio management

Experience

16 years in the industry.

  1. Foreside Fund Services, LLCOct 2010 to now
  2. Rice Hall James & Associates, LLCAug 2010 to now
  3. San Diego County Football Official AssociationJul 2010 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law1995
  • Series 65 · Uniform Investment Adviser Law1996

State registrations

Registered as an investment adviser representative in 1 state (CA).

Rice Hall James & Associates LLC

$1.7BAssets managed
249Clients
5Advisers
23 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2371370
Firm CRD
125410
Advisor's SEC record (opens in a new tab)
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