Scott Richard Arwin
Investment adviser representative at Ring Mountain Capital, LLC
20 yearsExperience
2 statesRegistered in
CFADesignation
$222.1MFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
20 years in the industry.
- Ring Mountain Capital, LLCJul 2017 to now
- Northwest Asset ManagementApr 2017 to Dec 2017
- UBS Financial Services Inc.Mar 1997 to Mar 2017
Designations
- CFA
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1994
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Ring Mountain Capital, LLC
$222.1MAssets managed
429Clients
1Advisers
2 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2370692
- Firm CRD
- 288714