Michael Simon
Investment adviser representative at Cetera Investment Advisers LLC
18 yearsExperience
1 stateRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
18 years in the industry.
- Regions BankApr 2026 to now
- Cetera Investment Advisers LLCApr 2021 to now
- Cetera Investment Services LLCApr 2021 to now
- Gte Federal Credit UnionApr 2021 to Mar 2026
- Cuna Brokerage Services, Inc.Jun 2020 to Apr 2021
- Suncoast CuJun 2020 to Apr 2021
- HSBC Bank USA NAFeb 2019 to Jun 2020
- HSBC Securities USA IncFeb 2019 to Jun 2020
- AXA Advisors LLCSep 2017 to Jan 2019
- UnemployedNov 2016 to Sep 2017
- Space Coast Credit UnionDec 2009 to Nov 2016
- LPL Financial LLCMar 2008 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 1 state (FL).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2369509
- Firm CRD
- 105644