Sarah M Wisniewski
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
10 yearsExperience
2 statesRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
10 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedJan 2025 to now
- The Oak Ridge Financial Services Group, Inc.Jun 2024 to Dec 2024
- Oak Ridge Financial Services Group, IncMar 2023 to Jun 2024
- Westpark Capital Inc.Jun 2018 to Mar 2023
- IndependentMay 2017 to Jun 2018
- Northstar SecuritiesFeb 2017 to May 2017
- Colony NorthstarAug 2016 to May 2017
- The Atlantic GroupAug 2016 to May 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2340516
- Firm CRD
- 7691