John Robert Guagliardo
Investment adviser representative at Aptus Capital Advisors, LLC
11 yearsExperience
2 statesRegistered in
$14.1BFirm assets
10 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Quasar Distributors, LLCDec 2025 to now
- Aptus Capital Advisors, LLCJul 2025 to now
- Locorr Distributors, LLCApr 2017 to Jun 2025
- First Financial Equity CorporationFeb 2017 to Apr 2017
- Neuberger Berman LLCOct 2015 to Feb 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2007
- Series 65 · Uniform Investment Adviser Law2025
State registrations
Registered as an investment adviser representative in 2 states (AL, IL).
Aptus Capital Advisors, LLC
$14.1BAssets managed
12,707Clients
21Advisers
10 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2336002
- Firm CRD
- 167626