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Brete Ballard Garland

Investment adviser representative at Stephens
12 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

12 years in the industry.

  1. Stephens Inc.Sep 2019 to now
  2. Voya Financial Advisors, Inc.Oct 2016 to Sep 2019
  3. Voya FinancialSep 2014 to Sep 2019

Exams passed

  • Series 63 · Uniform Securities Agent State Law1993
  • Series 65 · Uniform Investment Adviser Law2019

State registrations

Registered as an investment adviser representative in 2 states (AR, TX).

Stephens

Legal name: Stephens Inc.

$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2335012
Firm CRD
3496
Advisor's SEC record (opens in a new tab)
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