Shannon Tara Ryan
Investment adviser representative at RBC Capital Markets, LLC
13 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$310.4BFirm assets
Are you Shannon Tara Ryan? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- RBC Capital Markets, LLCMay 2026 to now
- Wells Fargo Clearing Services, LLCNov 2016 to May 2026
- Wells Fargo Advisors LLCOct 2013 to Nov 2016
Designations
- CFP® certification
Exams passed
- Series 65 · Uniform Investment Adviser Law1993
- Series 63 · Uniform Securities Agent State Law1993
State registrations
Registered as an investment adviser representative in 2 states (CA, TX).
RBC Capital Markets, LLC
$310.4BAssets managed
283,910Clients
3,838Advisers
49 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2332428
- Firm CRD
- 31194