Karl William Schwinck
Investment adviser representative at Ashton Thomas Private Wealth
15 yearsExperience
3 statesRegistered in
$6BFirm assets
16 yearsFirm in business
Are you Karl William Schwinck? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
15 years in the industry.
- Usca Securities LLCAug 2026 to now
- Ashton Thomas Private Wealth, LLCFeb 2023 to now
- M. S. Howells & CoFeb 2023 to Aug 2026
- Wells Fargo Clearing Services, LLCNov 2016 to Feb 2023
- Wells Fargo Advisors LLCJan 2011 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 3 states (CO, LA, NE).
Ashton Thomas Private Wealth
Legal name: Ashton Thomas Private Wealth, LLC
$6BAssets managed
3,229Clients
94Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2332352
- Firm CRD
- 153902