Leonard John Gargagliano
Investment adviser representative at MML Investors Services, LLC
34 yearsExperience
1 stateRegistered in
ChFC®Designation
$115.6BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
34 years in the industry.
- MML Investors Services, LLCFeb 2026 to now
- Massmutual Life Insurance CompanyJan 2026 to now
- Northwestern Mutual Wealth Management CompanyJan 2016 to Jan 2026
- Northwestern Mutual Investment Services, LLCFeb 1993 to Jan 2026
- The Northwestern Mutual Life Insurance CApr 1992 to Jan 2026
Designations
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2009
State registrations
Registered as an investment adviser representative in 1 state (TX).
MML Investors Services, LLC
$115.6BAssets managed
454,836Clients
5,087Advisers
33 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2331826
- Firm CRD
- 10409