Robert Roger Malcolm
Investment adviser representative at Mariner Independent
16 yearsExperience
1 stateRegistered in
$7.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
16 years in the industry.
- Mariner IndependentOct 2025 to now
- Mariner Platform SolutionsOct 2025 to now
- Strategic Path RetirementJul 2023 to now
- Commonwealth Financial NetworkNov 2021 to Oct 2025
- Focus4financialNov 2021 to Jun 2023
- LPL Financial LLCNov 2010 to Nov 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law1999
State registrations
Registered as an investment adviser representative in 1 state (PA).
Mariner Independent
Legal name: Mariner Platform Solutions, LLC
$7.3BAssets managed
4,307Clients
120Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2330581
- Firm CRD
- 305418