Kaana Smith
Investment adviser representative at New York Life Investment Management LLC
19 yearsExperience
1 stateRegistered in
$120.7BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
19 years in the industry.
- New York Life Investment Management LLCJun 2024 to now
- New York Life InvestmentsJun 2024 to now
- Securian FinancialMar 2023 to Jun 2024
- Edward JonesDec 2022 to Mar 2023
- UnemployedAug 2022 to Dec 2022
- Bangerter Financial Services, Inc.Mar 2022 to Aug 2022
- Concorde Investment Services, LLCMar 2022 to Aug 2022
- Fidelity InvestmentsAug 2021 to Jan 2022
- Valic Financial Advisors, Inc.May 2017 to Aug 2021
- UnemployedDec 2016 to May 2017
- Cole Capital CorporationJan 2007 to Dec 2016
- Equity Fund AdvisorsJan 2007 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 65 · Uniform Investment Adviser Law2001
- Series 66 · Uniform Combined State Law2017
State registrations
Registered as an investment adviser representative in 1 state (MN).
New York Life Investment Management LLC
$120.7BAssets managed
933Clients
89Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2316653
- Firm CRD
- 109591