Christopher Alan Banta
Investment adviser representative at Charles Schwab & Co., Inc.
13 yearsExperience
1 stateRegistered in
$0Firm assets
39 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Fixed or flat feeOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
Experience
13 years in the industry.
- Charles Schwab & Co., Inc.Sep 2025 to now
- Charles Schwab BankSep 2025 to now
- PNC Investments LLCMay 2024 to Aug 2025
- Bank of America N.A.Jan 2023 to Apr 2024
- Merrill Lynch, Pierce, Fenner & Smith, Inc.Nov 2022 to Apr 2024
- Equitable Advisors, LLCFeb 2020 to Oct 2022
- AXA Advisors, LLCFeb 2020 to Jun 2020
- Northwestern Mutual Investment Services, LLCApr 2018 to May 2018
- San Diego Unified School DistrictJan 2017 to Jan 2020
- Self-employed ConsultantJan 2016 to Aug 2017
- California Medical CollegeMar 2013 to Dec 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law2020
- Series 65 · Uniform Investment Adviser Law2022
State registrations
Registered as an investment adviser representative in 1 state (CA).
Charles Schwab & Co., Inc.
$0Assets managed
0Clients
6,777Advisers
39 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2314165
- Firm CRD
- 5393