Sean Michael Farley
Investment adviser representative at John Hancock Investment Management LLC
34 yearsExperience
1 stateRegistered in
$212.1BFirm assets
54 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assets
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
34 years in the industry.
- John Hancock Investment Management LLCNov 2018 to now
- John Hancock Advisers, LLCNov 2018 to now
- John Hancock Distributors LLCDec 2011 to now
- John Hancock Advisors LLCDec 1992 to now
- John Hancock Funds, Inc.Dec 1992 to now
- Soverign Asset Management CorporationDec 1992 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law2003
State registrations
Registered as an investment adviser representative in 1 state (MA).
John Hancock Investment Management LLC
$212.1BAssets managed
126Clients
172Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2313848
- Firm CRD
- 105790