Shawnna L Summers
Investment adviser representative at B. Riley Wealth Advisors, Inc.
13 yearsExperience
1 stateRegistered in
$4.2BFirm assets
20 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
13 years in the industry.
- B. Riley Wealth Advisors, Inc.Feb 2022 to now
- B. Riley Wealth ManagementFeb 2022 to now
- Pruco Securities, LLCAug 2021 to Jan 2022
- The Prudential Insurance Company of AmericaAug 2021 to Aug 2021
- Wells Fargo Clearing Services, LLCNov 2016 to Jul 2021
- Wells Fargo AdvisorsJan 2013 to Nov 2016
Exams passed
- Series 63 · Uniform Securities Agent State Law1998
- Series 66 · Uniform Combined State Law2002
State registrations
Registered as an investment adviser representative in 1 state (TN).
B. Riley Wealth Advisors, Inc.
$4.2BAssets managed
10,573Clients
168Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2307431
- Firm CRD
- 115927