David Charles Kaplan
Investment adviser representative at Shepherd Kaplan LLC
23 yearsExperience
2 statesRegistered in
$10.2BFirm assets
22 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Other
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
23 years in the industry.
- Skk Capital Advisors, LLCMay 2019 to now
- Shepherd Kaplan Krochuk LLCNov 2017 to now
- Shepherd Kaplan LLCAug 2003 to now
Exams passed
- Series 63 · Uniform Securities Agent State Law1997
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (MA, TX).
Shepherd Kaplan LLC
$10.2BAssets managed
0Clients
14Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2307318
- Firm CRD
- 128244