Phillip G Farmer
Investment adviser representative at Aegis Capital Corp.
11 yearsExperience
13 statesRegistered in
$1.8BFirm assets
16 yearsFirm in business
Are you Phillip G Farmer? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourly
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
Experience
11 years in the industry.
- Aegis Capital Corp.Jul 2021 to now
- Bank of America, N.A.Jan 2016 to Jul 2021
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedDec 2015 to Jul 2021
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law1993
State registrations
Registered as an investment adviser representative in 13 states (AL, DE, FL, GA, MD, MN, NC, NJ, NY, PA, SC, TX, VA).
Aegis Capital Corp.
$1.8BAssets managed
3,083Clients
97Advisers
16 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2306865
- Firm CRD
- 15007