Richard David Mercado
Investment adviser representative at Wells Fargo Advisors
23 yearsExperience
3 statesRegistered in
$252.3BFirm assets
26 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
23 years in the industry.
- Wells Fargo Advisors Financial Network, LLCMar 2024 to now
- Merc CapitalDec 2017 to now
- Rdm Financial Inc. dba Merc Capital ManagementJan 2003 to now
- Cetera Investment Advisers LLCJun 2023 to Mar 2024
- Cetera Advisor Networks LLCSep 2019 to Mar 2024
- Capital Estate PlannersAug 2019 to Mar 2024
- Summit Financial Group Inc.Dec 2017 to May 2021
- Summit Brokerage Services Inc.Dec 2017 to Sep 2019
- Cambridge Investment Research Advsiors, IncAug 2012 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law2001
State registrations
Registered as an investment adviser representative in 3 states (FL, MD, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2302301
- Firm CRD
- 11025