Scott William Yeomans
Investment adviser representative at LPL Financial LLC
11 yearsExperience
1 stateRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- LPL Financial LLCAug 2025 to now
- Affinity Plus Federal CuAug 2025 to now
- University of Northwestern Saint PaulAug 2015 to now
- Northwestern Mutual Wealth Management CompanyMay 2025 to Jun 2025
- Northwestern Mutual Life Insurance CompanyMar 2025 to Jun 2025
- Bpl District Network Office LLCJan 2025 to Jun 2025
- Northwestern Mutual Investment Services LLCDec 2024 to Jun 2025
- Brady LindemannDec 2024 to Jan 2025
- Thrivent FinancialJun 2022 to Dec 2023
- Thrivent Investment Management IncJun 2022 to Dec 2023
- UnemployedApr 2022 to Jun 2022
- Advisornet FinancialJun 2021 to Apr 2022
- Cetera Advisor NetworksJun 2021 to Apr 2022
- Thrivent Investment Management IncNov 2017 to Jun 2021
- Thrivent FinancialOct 2017 to Jun 2021
- Securian Financial Services, IncFeb 2014 to Oct 2017
- Minnesota Life Ins CoJan 2014 to Oct 2017
- Securian FinancialJan 2014 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1996
- Series 65 · Uniform Investment Adviser Law1997
State registrations
Registered as an investment adviser representative in 1 state (MN).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2302015
- Firm CRD
- 6413