Charissa Ann Konz
How is this counted?
Counted from the earlier of the person's first job or first state securities exam on their SEC record (currently the Series 63, 65 or 66). The SIE, futures exams and earlier firm registrations are not counted. The count runs to the end of their latest job, or this year if a job is still open. It includes every employer listed, even outside investment work, and any gaps between jobs. The SEC record lists jobs held in about the last 10 years, so jobs that ended before then are not counted. Years are counted by calendar year, so the figure can run up to a year high. This is not a measure of skill or quality.
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Services the firm offers
These describe the firm as a whole, not only this advisor.
Experience
34 years since the first job or state securities exam on the SEC record. Counts all jobs listed.
- Moran Wealth Management, LLCFeb 2026 to now
- RouzeMar 2023 to now
- Raymond James & Associates, IncAug 2023 to Feb 2026
- 120 LinoFeb 2023 to Dec 2023
- Janney Montgomery Scott LLCAug 2019 to Aug 2023
- Island CompanySep 2018 to Sep 2019
- Paradise Wealth ManagementJun 2018 to Aug 2019
- Wells Fargo Advisors Financial Network, LLCJun 2018 to Aug 2019
- UnemployedJan 2018 to Jun 2018
- Securities AmericaOct 2017 to Jan 2018
- UnemployedJan 2008 to Oct 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2019
State registrations
Registered as an investment adviser representative in 2 states (FL, TX).
Moran Wealth Management, LLC
Official records
Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- 2295377
- 319208