Kathleen Buck
Investment adviser representative at Wells Fargo Advisors
33 yearsExperience
2 statesRegistered in
$252.3BFirm assets
26 yearsFirm in business
Are you Kathleen Buck? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
33 years in the industry.
- Wells Fargo Advisors Financial Network, LLCAug 2024 to now
- Wells Fargo Clearing Services LLCAug 2019 to Aug 2024
- Merrill LynchJul 1993 to Aug 2019
Exams passed
- Series 66 · Uniform Combined State Law2009
State registrations
Registered as an investment adviser representative in 2 states (PA, TX).
Wells Fargo Advisors
Legal name: Wells Fargo Advisors Financial Network, LLC
$252.3BAssets managed
466,575Clients
3,612Advisers
26 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2294192
- Firm CRD
- 11025