Michael Joseph Caulfield
Investment adviser representative at Advice and Planning Services
14 yearsExperience
1 stateRegistered in
$37.9BFirm assets
22 yearsFirm in business
Are you Michael Joseph Caulfield? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsOther
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
14 years in the industry.
- TIAAJan 2026 to now
- TIAA-CREF Individual & Institutional Services, LLCJan 2026 to now
- UnemployedAug 2025 to Jan 2026
- LPL Financial LLCSep 2024 to Aug 2025
- LPL Enterprise, LLCSep 2024 to May 2025
- First Command Advisory ServicesMar 2024 to Sep 2024
- First Command Brokerage Services, Inc.Mar 2024 to Sep 2024
- TD Ameritrade Investment Management, LLCMay 2018 to Sep 2023
- Charles Schwab & Co., Inc.Jan 2012 to Jan 2024
- Tdameritrade IncJan 2012 to Dec 2023
Exams passed
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 1 state (TX).
Advice and Planning Services
Legal name: TIAA-CREF Individual & Institutional Services, LLC
$37.9BAssets managed
72,503Clients
1,707Advisers
22 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2294165
- Firm CRD
- 20472