Sean Joseph Cavanaugh
Investment adviser representative at LPL Financial LLC
18 yearsExperience
4 statesRegistered in
CFP® certification, ChFC®Designations
$819.1BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
18 years in the industry.
- LPL Financial LLCSep 2025 to now
- Cavanaugh GroupSep 2015 to Dec 2020
- Raymond James Financial Services Advisors, IncJan 2009 to Sep 2025
- Raymond James Financial ServicesNov 2008 to Sep 2025
- Cavanaugh Financial GroupNov 2008 to Dec 2020
Designations
- CFP® certification
- ChFC®
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2021
State registrations
Registered as an investment adviser representative in 4 states (CA, FL, MA, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2293517
- Firm CRD
- 6413