Ramu Ramiah
Investment adviser representative at Brook Capital
22 yearsExperience
2 statesRegistered in
$283.3MFirm assets
19 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
22 years in the industry.
- Western International Securities, Inc.Aug 2018 to now
- Brook CapitalMay 2004 to now
- First Allied Securities, Inc.Jun 2005 to Aug 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1992
State registrations
Registered as an investment adviser representative in 2 states (TX, WI).
Brook Capital
Legal name: Ramiah Investment Group, Inc.
$283.3MAssets managed
631Clients
4Advisers
19 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2284958
- Firm CRD
- 130919