Richard Jason Mcwhorter
Investment adviser representative at Summit Financial, LLC
18 yearsExperience
1 stateRegistered in
$26.3BFirm assets
7 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
18 years in the industry.
- Summit Financial, LLCMay 2024 to now
- Private Client ServicesMay 2024 to Aug 2024
- Bank of America, N.A.Jun 2011 to May 2024
- Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691Mar 2008 to May 2024
Exams passed
- Series 65 · Uniform Investment Adviser Law1992
- Series 63 · Uniform Securities Agent State Law1992
State registrations
Registered as an investment adviser representative in 1 state (CA).
Summit Financial, LLC
$26.3BAssets managed
18,393Clients
226Advisers
7 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2281983
- Firm CRD
- 299322