Kevin W Diamond
Investment adviser representative at LPL Financial LLC
11 yearsExperience
2 statesRegistered in
$819.1BFirm assets
51 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
11 years in the industry.
- Flagstar BankJul 2026 to now
- LPL Financial LLCJul 2026 to now
- CitiApr 2025 to Jul 2026
- Healthy BasementsSep 2024 to Jan 2025
- Alure Home ImprovementsJan 2024 to Sep 2024
- Cambridge Investment Research Advisors, Inc.Apr 2021 to Dec 2023
- Cambridge Investment Research, Inc.Apr 2021 to Dec 2023
- UnemployedJul 2020 to Mar 2021
- HSBC Securities (USA) Inc.Apr 2017 to Jun 2020
- HSBC Bank USA National AssociationMar 2017 to Jun 2020
- Cambridge Investment Research Advisors, Inc.Jul 2015 to Mar 2017
- Cambridge Investment Research, Inc.Jul 2015 to Mar 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (NY, TX).
LPL Financial LLC
$819.1BAssets managed
1,986,990Clients
22,674Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2281923
- Firm CRD
- 6413