Charles Evans Roe
Investment adviser representative at Kestra Advisory Services, LLC
31 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$79.8BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
31 years in the industry.
- Kestra Advisory Services, LLCJan 2026 to now
- Kestra Investment Services, LLCJan 2026 to now
- Commonwealth Financial NetworkMay 2018 to Dec 2025
- The Potter Financial GroupMay 2018 to Dec 2025
- Kestra Financial Services, Inc.Apr 2016 to May 2018
- Charlie Potter & Associates, Inc.Apr 1995 to Dec 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 2 states (NC, TX).
Kestra Advisory Services, LLC
$79.8BAssets managed
117,403Clients
1,473Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2279971
- Firm CRD
- 283330