Stuart Howard Herskowitz
Investment adviser representative at Usi Advisors
30 yearsExperience
1 stateRegistered in
$56.3BFirm assets
27 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
30 years in the industry.
- Usi AdvisorsOct 2023 to now
- Usi Consulting GroupOct 2023 to now
- Usi SecuritiesOct 2023 to now
- Hooker & HolcombeSep 1996 to now
- Pensionmark Securities, LLCJan 2018 to Oct 2023
- Mid Atlantic Capital CorporationJul 2011 to Dec 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1996
State registrations
Registered as an investment adviser representative in 1 state (CT).
Usi Advisors
Legal name: Usi Advisors, Inc.
$56.3BAssets managed
1,353Clients
72Advisers
27 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2279911
- Firm CRD
- 108113