Steve C Harman
Investment adviser representative at Raymond James & Associates, Inc.
34 yearsExperience
2 statesRegistered in
$501BFirm assets
51 yearsFirm in business
Are you Steve C Harman? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
34 years in the industry.
- Raymond James & Associates, Inc.Mar 2022 to now
- Bank of America, NASep 2009 to Mar 2022
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 1992 to Mar 2022
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1993
State registrations
Registered as an investment adviser representative in 2 states (TX, WA).
Raymond James & Associates, Inc.
$501BAssets managed
531,617Clients
5,571Advisers
51 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2279615
- Firm CRD
- 705