Kathleen Diane Osborne-davis
Investment adviser representative at Capital Asset Management, LLC
27 yearsExperience
2 statesRegistered in
$208.8MFirm assets
4 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
Experience
27 years in the industry.
- Cetera Advisors LLCSep 2022 to now
- Capital Asset Management, LLCJun 2019 to now
- Independent Insurance AgentJul 2003 to now
- First Allied Securities, Inc.May 2019 to Sep 2022
- UnemployedApr 2018 to Apr 2019
- Valic Investment Services CompanyMar 1999 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1999
- Series 66 · Uniform Combined State Law2007
State registrations
Registered as an investment adviser representative in 2 states (LA, TX).
Capital Asset Management, LLC
$208.8MAssets managed
162Clients
4Advisers
4 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2277081
- Firm CRD
- 284505