Thomas Gross
Investment adviser representative at Merrill Lynch, Pierce, Fenner & Smith Incorporated
7 yearsExperience
1 stateRegistered in
$1.8TFirm assets
47 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feeCommissions
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
7 years in the industry.
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedAug 2019 to now
- UnemployedMar 2019 to Jul 2019
- RBC Capital Markets, LLC.Jan 2019 to Feb 2019
- UnemployedNov 2018 to Dec 2018
- Fifth 3rd BankOct 2018 to Oct 2018
- UnemployedApr 2018 to Oct 2018
- TD Ameritrade, Inc.Feb 2018 to Mar 2018
- ScottradeAug 2012 to Mar 2018
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law2007
State registrations
Registered as an investment adviser representative in 1 state (OH).
Merrill Lynch, Pierce, Fenner & Smith Incorporated
$1.8TAssets managed
1,838,984Clients
25,558Advisers
47 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2276186
- Firm CRD
- 7691