S Diane Davis
Investment adviser representative at Capital Investment Advisory Services, LLC
16 yearsExperience
1 stateRegistered in
$2.4BFirm assets
17 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
Experience
16 years in the industry.
- Capital Investment Advisory Services, LLCDec 2024 to now
- Capital Investment Group, IncDec 2024 to now
- (dba) Davis & Davis Financial PartnersJun 2018 to now
- Concourse Financial Group Securities IncAug 2017 to Dec 2024
- (dba) Wealthplan Financial PartnersSep 2010 to Jun 2018
- Lincoln Financial SecuritiesSep 2010 to Aug 2017
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1999
- Series 66 · Uniform Combined State Law2000
State registrations
Registered as an investment adviser representative in 1 state (NC).
Capital Investment Advisory Services, LLC
$2.4BAssets managed
6,276Clients
103Advisers
17 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2275240
- Firm CRD
- 149124