James Walker Hays
Investment adviser representative at Duncan Williams Asset Management, LLC
29 yearsExperience
1 stateRegistered in
$2.7BFirm assets
11 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
29 years in the industry.
- M.S. Howells & CoJul 2024 to now
- Duncan Williams Asset Management, LLCJun 2024 to now
- Duncan Williams Asset Management dba Hays Financial GroupJun 2024 to now
- B. Riley Wealth Advisors, Inc.Jul 2022 to Jun 2024
- B. Riley Wealth ManagementMar 1997 to Jun 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 65 · Uniform Investment Adviser Law1998
State registrations
Registered as an investment adviser representative in 1 state (TN).
Duncan Williams Asset Management, LLC
$2.7BAssets managed
2,238Clients
15Advisers
11 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2270638
- Firm CRD
- 174809