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Saul Maddox Rousseau

Investment adviser representative at Stephens
34 yearsExperience
2 statesRegistered in
$18BFirm assets
46 yearsFirm in business

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsPerformance-based

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

34 years in the industry.

  1. Stephens Inc.Aug 1992 to now

Exams passed

  • Series 63 · Uniform Securities Agent State Law1992
  • Series 65 · Uniform Investment Adviser Law2000

State registrations

Registered as an investment adviser representative in 2 states (AR, TX).

Stephens

Legal name: Stephens Inc.

$18BAssets managed
21,991Clients
242Advisers
46 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2269686
Firm CRD
3496
Advisor's SEC record (opens in a new tab)
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