James Alban
Investment adviser representative at Mariner
23 yearsExperience
1 stateRegistered in
CFP® certificationDesignation
$125.4BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
23 years in the industry.
- MarinerMay 2026 to now
- Nylife Securities LLCMay 2024 to May 2025
- New York Life Insurance CompanyApr 2024 to May 2026
- UnemployedOct 2023 to Mar 2024
- Principal Life InsuranceAug 2023 to Sep 2023
- Principal SecuritiesAug 2023 to Sep 2023
- UnemployedDec 2021 to Jul 2023
- Fidelity Personal and Workplace AdvisorsJul 2018 to Dec 2021
- Strategic Advisers, Inc.Jun 2003 to Dec 2021
- Fidelity Brokerage Services LLC.May 2003 to Dec 2021
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2003
State registrations
Registered as an investment adviser representative in 1 state (NJ).
Mariner
Legal name: Mariner, LLC
$125.4BAssets managed
55,512Clients
991Advisers
20 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2269028
- Firm CRD
- 140195