James E Halloran
Investment adviser representative at Putnam Investment Management, LLC
34 yearsExperience
1 stateRegistered in
$117.2BFirm assets
54 yearsFirm in business
Are you James E Halloran? Claim your profile
Contact this firm
How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsPerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Portfolio management
Experience
34 years in the industry.
- Franklin Distributors, LLCJul 2024 to now
- Putnam Investment Management, LLCApr 1992 to now
- Putnam Retail ManagementApr 1992 to Jul 2024
Exams passed
- Series 63 · Uniform Securities Agent State Law1993
- Series 65 · Uniform Investment Adviser Law2006
State registrations
Registered as an investment adviser representative in 1 state (MA).
Putnam Investment Management, LLC
$117.2BAssets managed
16,428Clients
57Advisers
54 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2268723
- Firm CRD
- 106629