Anthony David Pondel
Investment adviser representative at Northrock Partners, LLC
25 yearsExperience
6 statesRegistered in
CFP® certificationDesignation
$12.2BFirm assets
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsFixed or flat feePerformance-based
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Seminars and workshops
Experience
25 years in the industry.
- Northrock Partners, LLCFeb 2025 to now
- Private Advisor Group, LLCFeb 2014 to Feb 2025
- Tony Pondel, Certified Financial Planner, P.C.Mar 2003 to Feb 2025
- LPL Financial LLCMay 2001 to Feb 2025
Designations
- CFP® certification
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
State registrations
Registered as an investment adviser representative in 6 states (CA, IL, NH, OH, TX, WI).
Northrock Partners, LLC
$12.2BAssets managed
4,811Clients
92Advisers
13 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2267949
- Firm CRD
- 167908