James Christopher Slater
Investment adviser representative at Cetera Investment Advisers LLC
34 yearsExperience
2 statesRegistered in
$256.8BFirm assets
42 yearsFirm in business
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How the firm charges
Fee types in the public filing. This advisor may not use all of them.
Percentage of assetsHourlyFixed or flat fee
Services the firm offers
These describe the firm as a whole, not only this advisor.
- Financial planning
- Portfolio management
- Pension consulting
- Seminars and workshops
Experience
34 years in the industry.
- Cetera Investment Advisers LLCJun 2019 to now
- Cetera Investment Services LLCJun 2019 to now
- Lincoln Financial GroupNov 2012 to now
- Foresters Advisory ServicesAug 2012 to Jun 2019
- Foresters Financial ServicesJun 1992 to Jun 2019
Exams passed
- Series 63 · Uniform Securities Agent State Law1992
- Series 66 · Uniform Combined State Law2015
State registrations
Registered as an investment adviser representative in 2 states (IL, TX).
Cetera Investment Advisers LLC
$256.8BAssets managed
813,961Clients
10,109Advisers
42 yearsIn business
Official records
SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.
- Individual CRD
- 2266637
- Firm CRD
- 105644