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Ronald Lawrence Baker

Investment adviser representative at Raymond James Financial Services Advisors, Inc
17 yearsExperience
2 statesRegistered in
CFP® certificationDesignation
$390BFirm assets

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How the firm charges

Fee types in the public filing. This advisor may not use all of them.

Percentage of assetsHourlyFixed or flat feeCommissionsOther

Services the firm offers

These describe the firm as a whole, not only this advisor.

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Seminars and workshops

Experience

17 years in the industry.

  1. Raymond James Financial Services Advisors Inc.May 2017 to now
  2. Raymond James Financial Services, Inc.May 2017 to now
  3. Bank of America, N.A.Jan 2011 to May 2017
  4. Merrill Lynch, Pierce, Fenner & Smith Inc.Oct 2009 to May 2017

Designations

  • CFP® certification

Exams passed

  • Series 63 · Uniform Securities Agent State Law1992
  • Series 65 · Uniform Investment Adviser Law1994

State registrations

Registered as an investment adviser representative in 2 states (NM, TX).

Raymond James Financial Services Advisors, Inc

$390BAssets managed
508,439Clients
6,726Advisers
17 yearsIn business

Official records

SEC data as of Sep 29, 2026. Registrations and firm details can change; confirm current status on the SEC's Investment Adviser Public Disclosure (opens in a new tab) site.

Individual CRD
2265309
Firm CRD
149018
Advisor's SEC record (opens in a new tab)
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